Compliance Framework

Growth Insights Limited operates a compliance framework equivalent to established expert networks including GLG and AlphaSights. Standards are aligned with international regulations including PDPO, GDPR, UK GDPR, ESMA and SFC guidelines — and are continuously audited.

Entity
Growth Insights Limited
Jurisdiction
Hong Kong SAR
Liability Cover
US$10M
Audit Trail
7 years
Liability Cover
US$10M
professional indemnity
Audit Trail
7yr
retention period
Exclusion List
2,000+
public-company insiders
Cool-Off Period
6mo
since expert's last role
01/Legal FrameworkJurisdiction & insurance

Growth Insights Limited operates under the Hong Kong Personal Data (Privacy) Ordinance (PDPO) and maintains compliance with international data protection standards including the EU General Data Protection Regulation (GDPR) and UK GDPR for clients in those jurisdictions.

We maintain professional liability insurance of US$10 million. Terms of service align with international expert network standards, including the European Securities and Markets Authority (ESMA) and the Hong Kong Securities and Futures Commission (SFC) guidelines.

Regular third-party audits ensure ongoing adherence to all applicable frameworks.

02/Expert AgreementsMSA & per-call attestation

Experts sign our Master Services Agreement before first engagement. Each call requires fresh attestation of compliance. Experts confirm no material non-public information will be shared. Violations result in permanent removal from the network.

03/Client ProtocolsIntegration & audit trail

We integrate with client compliance systems. Pre-call questionnaires capture restrictions. Post-call attestations document compliance. Full audit trail maintained for 7 years.

04/Information BarriersChinese walls & compartmentalisation

Chinese walls separate project teams. Experts cannot see client identities. Clients receive anonymised expert details. Project information stays compartmentalised at all times.

05/Expert Vetting6-month cool-off & exclusion list

Our compliance mirrors the standards set by GLG and AlphaSights. Experts must be at least 6 months removed from any company they discuss, unless otherwise cleared. All calls include compliance warnings and real-time monitoring. Transcripts undergo legal review before client delivery.

We maintain an exclusion list of 2,000+ public-company insiders. Automated screening flags potential conflicts; manual review catches edge cases. When in doubt, we exclude the expert.

06/Compliance EnquiriesGet in touch

Questions about our compliance framework, or specific requirements for your firm's compliance team to clear engagements with us? Reach out directly:

Email
miles@fieldsignalhq.com
Entity
Growth Insights Limited
Jurisdiction
Hong Kong SAR

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