Compliance Framework
Growth Insights Limited operates a compliance framework equivalent to established expert networks including GLG and AlphaSights. Standards are aligned with international regulations including PDPO, GDPR, UK GDPR, ESMA and SFC guidelines — and are continuously audited.
- Entity
- Growth Insights Limited
- Jurisdiction
- Hong Kong SAR
- Liability Cover
- US$10M
- Audit Trail
- 7 years
Legal Framework
Jurisdiction & insuranceGrowth Insights Limited operates under the Hong Kong Personal Data (Privacy) Ordinance (PDPO) and maintains compliance with international data protection standards including the EU General Data Protection Regulation (GDPR) and UK GDPR for clients in those jurisdictions.
We maintain professional liability insurance of US$10 million. Terms of service align with international expert network standards, including the European Securities and Markets Authority (ESMA) and the Hong Kong Securities and Futures Commission (SFC) guidelines.
Regular third-party audits ensure ongoing adherence to all applicable frameworks.
Expert Agreements
MSA & per-call attestationExperts sign our Master Services Agreement before first engagement. Each call requires fresh attestation of compliance. Experts confirm no material non-public information will be shared. Violations result in permanent removal from the network.
Client Protocols
Integration & audit trailWe integrate with client compliance systems. Pre-call questionnaires capture restrictions. Post-call attestations document compliance. Full audit trail maintained for 7 years.
Information Barriers
Chinese walls & compartmentalisationChinese walls separate project teams. Experts cannot see client identities. Clients receive anonymised expert details. Project information stays compartmentalised at all times.
Expert Vetting
6-month cool-off & exclusion listOur compliance mirrors the standards set by GLG and AlphaSights. Experts must be at least 6 months removed from any company they discuss, unless otherwise cleared. All calls include compliance warnings and real-time monitoring. Transcripts undergo legal review before client delivery.
We maintain an exclusion list of 2,000+ public-company insiders. Automated screening flags potential conflicts; manual review catches edge cases. When in doubt, we exclude the expert.
Compliance Enquiries
Get in touchQuestions about our compliance framework, or specific requirements for your firm's compliance team to clear engagements with us? Reach out directly:
- Entity
- Growth Insights Limited
- Jurisdiction
- Hong Kong SAR